A Fast-Growing Provider of Regulatory Hosting Services
Building on decades of experience in banking, investment management, compliance and technology, the management of RiskSave are able to offer businesses new and mature a plug-and-play regulatory solution. From advisory firms to wealth managers, crowd-funding platforms to robo-advisers, RiskSave Compliance can offer a tailored solution that will allow you the fastest route to market in the regulated industries.
With our streamlined process you can focus on your core competencies - gaining customers, building AUM, producing a track record - assured that you have behind you a team of compliance and risk management professionals that are taking care of the rest.
The founding team are thought leaders across FinTech and RegTech and are here to support you in the regulatory landscape, allowing you to focus on your business needs.
Click here to find more about our FCA umbrella, PRIIPs reporting Financial Promotions and outsourced compliance services.
We are proud to be the most experienced regulatory hosts in the investment markets, with over 100,000 customers and 1000s of Financial Promotions approved.
We have led clients from ideation to $1bn in assets and have experience across multiple tax-wrappers and investment classes.
RiskSave is a Digital Wealth Platform incorporating both a digital advice network and an outsourced compliance provider. As such our platform can distribute and market investment products within the UK, our permission profile includes:
· Arranging deals in investments; or
· Making arrangements with a view to transactions in investments.
· Managing Investments
· Advising on Investments
· Agreeing to carry out a regulated activity
We are also one of the few firms authorised to approved Financial Promotions.
As a necessary first step for many firms (large and small) looking to enter investment markets, we can see and react to market changes early.
Management Team
Managing director
Daniel Tammas-Hastings
Dan Tammas-Hastings is managing director and founder at RiskSave. He founded the company in response to inadequate risk measures and a lack of transparency dominating the financial services industry. After a successful career as a fixed income trader specialising in GBP derivatives at Merrill Lynch and as a hedge fund manager, managing multi-billion £ portfolios across credit and rates, he is now a leader in risk management and is in charge of strategy and investment at RiskSave. Dan has been awarded the CFA, CAIA and FRM charters, is a graduate of the LSE and the University of Cambridge and holds the CISI Diploma in Investment Compliance.
Education
University of Cambridge
MBA, 2014
Cass Business School
MSc Financial Mathematics,2004
London School of Economics
Mathematical Economics, 2003
Certifications
CFA
CAIA
FRM
CISI Diploma in Investment Compliance.
CFA Diploma in Investment Management ESG
FT Board Director
Managing director
Simon Cullen Chartered MCSI
Simon Cullen is a managing director and founder of RiskSave, a financial technology and compliance firm. He has a first-class degree in mathematics and a masters in economics from Trinity College Dublin and is a qualified Financial Risk Manager (FRM). Simon worked for over fifteen years in banking and asset management, formerly being Head of Credit for Structured Debt for a large European Asset Manager. Simon has 20 years' experience dealing with regulatory compliance and risk across banks and asset managers and oversees RiskSave's risk and compliance functions.
Education
TRINITY COLLEGE DUBLIN
B.A., Mathematics, 2002
M.Litt., Economics, 2004
CISI
Diploma in Investment Compliance
Certifications
FRM
IMC
MCSI
FT Board Director Programme, Diploma