FCA Regulatory Umbrella

Regulatory Hosting Services

RiskSave Compliance provides full regulatory hosting solutions within its incubation platform providing your firm with all relevant permissions, allowing you to undertake a wide range of activities, including both professional and retail clients.

FCA Regulatory Umbrella Flowchart
 

Providing solutions to regulatory needs

With our regulatory umbrella we provide the relevant permissions to enable you to provide financial services to all clients across Europe. We fulfil your compliance obligations and take charge of your regulatory processes, including regulatory reporting. RiskSave Compliance will provide the necessary infrastructure that matches the regulatory needs of your business activity.

Regulatory technology

The use of technology is increasingly seen as a critical component of effective regulation and compliance. This is the newest and most exciting part of the FinTech revolution. RiskSave can help you design and implement automated processes to meet your compliance needs. RiskSave have embraced the use of technology in compliance and are published thought-leaders in RegTech. 


other services

  • Risk process design

  • Model validation

  • Ongoing pricing support

  • Fund raising

  • Crowdfunding platform

  • Technology advisory

  • PRIIPs KID production

Regulatory Services

  • Regulatory Umbrella

  • FinTech Incubation Platform

  • Appointed Representative & controlled functions

  • Compliance monitoring

  • Compliance training

  • Application for full FCA authorisation